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Home
ABOUT US
WHO WE ARE
OUR HISTORY
VISION AND MISSION
BOARD OF DIRECTORS
MANAGEMENT TEAM
ACCESS TO INFORMATION CENTRE
CONTRACTS AND PROCUREMENT PLAN
INFORMATION ACCESS OFFICER AND CORPORATE MANDATE
ORGANIZATION STRUCTURE AND REMUNERATIONS
ACTION PLANS
STRATEGIC PLAN
CAPITAL MARKET MASTER PLAN 2016
SERVICE CHARTER
VISION 2030
ISO 9001:2015
REGULATORY FRAME WORK
OVERVIEW
ACTS
DRAFT FSA BILL
REGULATIONS
GUIDELINES
DRAFT REGULATIONS
CIRCULARS
EAC COUNCIL DIRECTIVES
DRAFT EAC COUNCIL DIRECTIVES
POLICY GUIDANCE NOTES
CORPORATE GOVERNANCE FOR ISSUERS
DRAFT GUIDELINES
INVESTOR INFO
INVESTOR PROTECTION
ONLINE COMPLAINTS PORTAL
WHISTLEBLOWER PORTAL
COMPLAINTS PROCEDURE
DOWNLOAD COMPLAINTS FORM
CDSC ALERT SERVICE
CAPITAL MARKETS FRAUD INVESTIGATIONS
WANTED PERSONS
REPORTING CORUPTION
INVESTOR EDUCATION
INVESTORS INFORMATION
VIDEOS
OVERVIEW
BEGINNER'S GUIDE
FREQUENTLY ASKED QUESTIONS
INFORMATION FOR INTERMEDIARIES
RESOURCE CENTRE PORTAL
ARTICLES ON TOPICAL ISSUES
CERTIFICATION
PHOTO GALLERY
CAPITAL MARKETS OPEN DAY
LIBRARY CATALOGUE
INFORMATION TOOL KIT
CAPITAL MARKET PRODUCTS
LICENSING & APPROVALS
OVERVIEW
APPLICATION PROCESSING TIMES
LICENSING
APPLICATION FORMS
CHECKLISTS
COMPLAINTS POLICY
APPROVALS
ISSUE EQUITY SECURITIES
ISSUE OF DEBT INSURANCE
TAKEOVERS AND MERGERS
COLLECTIVE INVESTMENT SCHEME
ASSET BACKED SECURITIES
REITS
PRIVATE OFFERS
APPROVED INSTITUTIONS
CENTRAL DEPOSITORY & SETTLEMENT CORPORATION
FUTURE EXCHANGE
NAIROBI SECURITIES EXCHANGE
NO OBJECTION REQUESTS
LIST OF LICENSEES
CERTIFICATION
SICP
CPD
INVESTIGATIONS AND ENFORCEMENT
RESEARCH & POLICY
OVERVIEW
POLICY INCENTIVES
CAPITAL MARKETS PRODUCTS
EASRA STATS
RESEARCH PAPERS
NEWS & PUBLICATIONS
PICTORIALS
PUBLICATIONS
CAPITAL MARKETS SOUNDNESS REPORT
CAPITAL MARKETS STATISTICAL BULLETIN
AMERC QUARTERLY REVIEW
THE FINANCIAL SECTOR STABILITY REPORT
PRESS CENTER
SPEECHES
VIDEOS
CMA ANNUAL REPORTS
Regulations
Capital Markets NSE Limited Shareholding Regulations 2016
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Details
The Capital Markets (Derivatives Markets) Regulations, 2015
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Details
The Capital Markets (Foreign Investors) Regulations with 2015 Amendments
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116-Capital_Markets_Real_Estate_InvestmentTrustsCollectiveInvestmentSchemesRegulations_2013
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The Capital Markets _Demutualization of the Nairobi Securities Exchange Limited_ Regulations 2012
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Capital Markets (Securities)(Public Offers Listing and Disclosures) Regulations 2002 Amended 2016
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Details
Capital Markets (Conduct of Business) (Market Intermediaries) Regulations 2011
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Central Depositories _Regulation of Central Depositories_ Rules 2004 - March 2008
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The Capital Markets _Foreign Investors_ Regulations 2002 - March 2008
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Capital Markets Registered Venture Capital Companies Regulations 2007
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Central Depositories (Operational) Rules, 2003
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Details
The Capital Markets (Take overs and Mergers) Regulations, 2002
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The Capital Markets (Licensing Requirements) (General) Regulations 2002-Revised August 2017
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CMACollective Investment SchemesRegulations2001
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Capital Markets (Online Foreign Exchange Trading) Regulations, 2017
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Details
The Capital Markets (Securities Lending, Borrowing and Short-Selling) Regulations, 2017
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Capital Markets (Derivatives Markets) (Fees) Regulations, 2019
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Capital Markets (Coffee Exchange) Regulations, 2020
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Capital Markets (Commodity Markets) Regulations, 2020 (page 574)
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